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Peter Piccinini

30 Years of Experience
Oceanport, NJ
Broker

Peter Piccinini is a registered investment advisor at LPL Financial LLC, based in Oceanport, NJ, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Oceanport, NJ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Peter operates HighPoint Planning Partners LLC as a DBA for his LPL business. This activity is investment-related and takes nearly full-time hours.

Employment History
Current Registrations
LPL Financial LLC
November 2018 - Present · 7 yrs 6 mos
LPL Financial LLCBroker
October 2017 - Present · 8 yrs 7 mos
Previous Registrations
LPL Financial LLC
October 2017 - November 2018 · 1 yr 1 mo
Stifel, Nicolaus & Company, Incorporated
July 2013 - November 2017 · 4 yrs 4 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2007 - November 2017 · 10 yrs 4 mos
Ryan Beck & CO.Broker
July 2005 - July 2007 · 2 yrs
Janney Montgomery Scott LLCBroker
May 1997 - September 2005 · 8 yrs 4 mos
Josephthal Lyon & Ross IncorporatedBroker
May 1996 - May 1997 · 1 yr
Oppenheimer & CO., INC.Broker
November 1995 - June 1996 · 7 mos
State Registrations6 states
FLINNCNJNYVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Peter Piccinini - Financial Advisor | TrueAdvisor