Christopher Richards is a registered investment advisor at Morgan Stanley, based in Westport, CT, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
500 Post Road East, 3rd Floor, Westport, CT, 06880
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
January 2017 - Present · 9 yrs 4 mos
Morgan StanleyBroker
December 2016 - Present · 9 yrs 5 mos
Previous Registrations
Btig, LLCBroker
November 2014 - June 2016 · 1 yr 7 mos
Macquarie Capital (USA) INC.Broker
July 2010 - October 2014 · 4 yrs 3 mos
Thomas Weisel Partners LLCBroker
June 2008 - July 2010 · 2 yrs 1 mo
Banc of America Securities LLCBroker
February 1999 - June 2008 · 9 yrs 4 mos
Lehman Brothers INC.Broker
October 1995 - February 1999 · 3 yrs 4 mos
State Registrations40 states
AKAZCACOCTDCDEFLGAIAILINKSLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHOKORPARISCTXVAVTWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.