Timothy King is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Boston, MA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

100 Federal St, Boston, MA, 02110

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2015 - Present · 10 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2015 - Present · 10 yrs 11 mos
Previous Registrations
Barclays Capital INC.
June 2012 - June 2015 · 3 yrs
Barclays Capital INC.Broker
June 2012 - June 2015 · 3 yrs
J.P. Morgan Securities LLCBroker
November 2008 - June 2012 · 3 yrs 7 mos
J.P. Morgan Securities LLC
November 2008 - May 2012 · 3 yrs 6 mos
Jpmorgan Distribution Services, INC.Broker
January 2005 - October 2008 · 3 yrs 9 mos
Jpmorgan Fleming Asset Management
November 2002 - September 2003 · 10 mos
Jpmorgan Asset Management
October 2002 - November 2008 · 6 yrs 1 mo
J.P. Morgan Institutional Investments INC.Broker
June 2001 - January 2005 · 3 yrs 7 mos
J.P. Morgan Fund Distributors, INC.Broker
January 1999 - June 2001 · 2 yrs 5 mos
Pilgrim America Securities, INC.Broker
March 1998 - November 1998 · 8 mos
Eaton Vance Distributors, INC.Broker
November 1996 - April 1998 · 1 yr 5 mos
Eaton Vance Distributors, INC.Broker
September 1995 - November 1996 · 1 yr 2 mos
State Registrations18 states
CACOCTDEFLGAMAMEMONCNHNJNVNYRITXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.