Judy Maxwell
Judy Maxwell is a ChFC-designated registered investment advisor at Mutual of Omaha Investor Services, INC., based in Redding, CA, with 30 years of industry experience. Judy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 7,025 clients with $32M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Fees vary by program and advisor. Managed accounts cap at 1.25% for most programs, while accounts managed directly by a company advisor cap at 2.25%.
Fee Estimator
Location
1378 Hilltop Drive, Redding, CA, 96003
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2022Other Business ActivitiesSells Insurance
Judy is an insurance agent selling various health insurance products, including Medicare plans, and property & casualty insurance. She also owns Maxwell Insurance & Financial Services Inc, is involved with real estate development and management, and receives rental income from a short-term rental property.
Employment History
Current Registrations
Mutual of Omaha Investor Services, INC.
Mutual of Omaha Investor Services, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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