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Michael Wargo

LPL Financial LLC
31 Years of Experience
Murrysville, PA
2 DisclosuresBroker
View SEC Summary
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Michael Wargo is a registered investment advisor at LPL Financial LLC, based in Murrysville, PA, with 31 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3141 Lillian Ave Ste 3, Murrysville, PA, 15668

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 1998
Pending
Customer Dispute
June 1998
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael is involved in several outside activities. These include W-2 employment with Universal Life Church, Ohio State Alumni Association, Rotary International District 7300, Monroeville Area Chamber of Commerce, and Sound Advice Entertainment, taking minimal time for the first two, about 10-20% of his time for Rotary International, and a few hours per week for the last two.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLCBroker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Waddell & Reed
July 2013 - July 2021 · 8 yrs
Waddell & ReedBroker
July 2013 - July 2021 · 8 yrs
First Midwest Securities, INC.Broker
October 2004 - July 2013 · 8 yrs 9 mos
Tiche Capital Strategies LLCBroker
April 2001 - November 2004 · 3 yrs 7 mos
Emmett a Larkin Company, INC.Broker
August 1998 - April 2001 · 2 yrs 8 mos
Fairchild Financial Group, INC.Broker
November 1995 - September 1998 · 2 yrs 10 mos
L.C. Wegard & CO., INC.Broker
September 1995 - November 1995 · 2 mos
State Registrations5 states
CAFLOHPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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