Shao Lin is a registered investment advisor at The Financial Advisors, based in Tustin, CA, with 26 years of industry experience. Shao operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Tax Planning. Their firm serves 52 clients with $69M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
For clients who are not considered "qualified", TFA charges between 1.5% and 2% of the value of your portfolio per year, billed quarterly. For "qualified" clients, TFA charges between 1% and 1.5% of the value of your portfolio per year, billed quarterly, plus a performance fee between 12.5% and 20% of the increase in your account value during the year, billed annually. These fees are not negotiable.
Location
2522 Chambers Road, Suite 110, Tustin, CA, 92780
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shao is a 100% shareholder of TFA. He also holds California CPA, real estate broker, and insurance broker licenses.
Employment History
Current Registrations
The Financial Advisors
State Registrations1 state
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