Gregory Smyth
Gregory Smyth is a registered investment advisor at LPL Financial LLC, based in Madison, WI, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5910 Mineral Point Road, Madison, WI, 53705
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gregory is involved with CUNA Mutual Executive Benefits, focusing on non-variable insurance. This activity takes about 10-20% of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Allstate Financial Services, LLCBroker
Primevest Financial Services, INC.Broker
Primevest Financial Services, INC.
Amcore Investment Services, INC
Amcore Investment Services, INCBroker
Linsco/private Ledger CORP.Broker
Linsco/private Ledger CORP.
M&i Brokerage Services, INC.Broker
Associated Investment Services, INC.Broker
Primevest Financial Services, INC.Broker
First Midamerica Investment CorporationBroker
Fiserv Investor Services, INC.Broker
Financial Network Investment CorporationBroker
Firstar Investment Services,inc.Broker
Waddell & Reed, INC.Broker
Edward JonesBroker
Lutheran Brotherhood Securities CORP.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Lutheran Brotherhood Securities CORP.Broker
State Registrations49 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.