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Gay Monninger

Raymond James Financial Services Advisors, INC
30 Years of Experience
Terre Haute, IN
Broker
View SEC Summary
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Gay Monninger is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Terre Haute, IN, with 30 years of industry experience. Gay is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6696 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

328 S 5th St., Terre Haute, IN, 47807

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gay owns rental real estate, several aviation-related businesses, and Monninger Asset Management, spending minimal time on each. Gay is also an independent contractor and CEO of Swan Street Financial.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
July 2021 - Present · 5 yrs 3 mos
Raymond James Financial Services Advisors, INC
July 2021 - Present · 5 yrs 3 mos
Raymond James Financial Services, INC.
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
September 2009 - July 2021 · 11 yrs 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2009 - July 2021 · 11 yrs 10 mos
Wells Fargo Advisors, LLCBroker
January 2008 - September 2009 · 1 yr 8 mos
Wells Fargo Advisors, LLC
January 2008 - September 2009 · 1 yr 8 mos
A. G. Edwards & Sons, INC.
April 2001 - January 2008 · 6 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
January 2000 - January 2008 · 8 yrs
J.J.B. Hilliard, W.L. Lyons, INC.Broker
October 1995 - March 2000 · 4 yrs 5 mos
State Registrations22 states
ALAZCAFLGAILINKYMDMINCNYOHOKORPASCTNTXVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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