TrueAdvisor
TrueAdvisor
TB
TB

Timothy Brothers

United Capital Financial Advisors
29 Years of Experience
Clifton Park, NY
View SEC Summary
View SEC Summary

Timothy Brothers is a registered investment advisor at United Capital Financial Advisors, based in Clifton Park, NY, with 29 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Charitable Giving, Education Planning, and 7 more. Their firm serves 25,510 clients with $25B in assets under management.

United Capital Financial Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
164 advisors
Number of Clients
25,510 clients
Average Client Portfolio
$966K average
Assets Under Management
$24.6B

Fee Structure

Minimum Investment:$500K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.50%
$500K - $2.0M1.25%
$2.0M - $5.0M1.15%
$5.0M - $10.0M1.00%
$10M+0.85%

Fees are negotiable and may vary based on portfolio size, services, and custodian. Minimums and fee schedules can be modified at United Capital Financial Advisors' discretion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Clifton Park, NY

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
United Capital Financial Advisors
March 2024 - Present · 2 yrs 7 mos
Previous Registrations
The Ayco Company, L.P.
July 2021 - November 2023 · 2 yrs 4 mos
Goldman Sachs & CO. LLCBroker
January 2021 - November 2023 · 2 yrs 10 mos
Mercer Allied Company, L.P.Broker
August 2019 - January 2021 · 1 yr 5 mos
Goldman Sachs & CO. LLCBroker
September 2003 - August 2019 · 15 yrs 11 mos
The Ayco Company,l.p.
January 2002 - June 2007 · 5 yrs 5 mos
Mercer Allied Company, L.P.Broker
March 1998 - December 2003 · 5 yrs 9 mos
C. L. King & Associates, INC.Broker
August 1996 - May 1997 · 9 mos
First Albany CorporationBroker
September 1995 - July 1996 · 10 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Clifton Park, NY →All financial advisors in New York →