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Arlene Searle

Advice and Planning Services
29 Years of Experience
Chicago, IL
1 DisclosureBroker
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Arlene Searle is a registered investment advisor at Advice and Planning Services, based in Chicago, IL, with 29 years of industry experience. Arlene is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 72,503 clients with $38B in assets under management.

Advice and Planning Services
Compensation
Fee-Only (% of Portfolio)
Firm Size
1692 advisors
Number of Clients
72,503 clients
Average Client Portfolio
$523K average
Assets Under Management
$37.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.15%

Rates vary by managed account program. TIAA Portfolio Advisor uses a tiered schedule ranging from 1.15% down to 0.40% annually. Private Asset Management ranges from 0.90% down to 0.40% for blended portfolios plus transaction costs, and 0.15% for fixed income portfolios plus transaction costs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

333 W. Wacker Drive, 28th & 30th Floors, Chicago, IL, 60606

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History

Regulatory History (1)
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Customer Dispute
January 2011
Withdrawn
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Advice and Planning Services
September 2012 - Present · 14 yrs 1 mo
Tiaa-Cref Individual & Institutional Services, LLC
September 2012 - Present · 14 yrs 1 mo
Tiaa-Cref Individual & Institutional Services, LLCBroker
September 2012 - Present · 14 yrs 1 mo
Previous Registrations
Ehlert Financial Group, INC.
October 2011 - August 2012 · 10 mos
M Holdings Securities, INC.Broker
September 2011 - June 2012 · 9 mos
North South Capital, LLC
August 2010 - June 2011 · 10 mos
North South Capital, LLCBroker
August 2010 - June 2011 · 10 mos
Wunderlich Securities, INC.Broker
May 2009 - February 2010 · 9 mos
Citigroup Global Markets INC.Broker
May 2007 - January 2009 · 1 yr 8 mos
Citicorp Investment ServicesBroker
June 2005 - May 2007 · 1 yr 11 mos
American Express Financial Advisors, INC.
April 2003 - April 2005 · 2 yrs
American Express Financial Advisors INC.Broker
September 1995 - April 2005 · 9 yrs 7 mos
Ids Life Insurance CompanyBroker
September 1995 - April 2005 · 9 yrs 7 mos
State Registrations17 states
AZCTFLIAILINMDMEMIMNNCNMNYPARITXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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