Sarah Rosenthal
Sarah Rosenthal is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Hunt Valley, MD, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
11333 Mccormick Rd, Hunt Valley, MD, 21031
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Sarah is the sole owner of The R Group, a wholesale business specializing in gifts, toys, and greeting cards, dedicating nearly full-time hours to it. She also works as a knitting instructor, spends a few hours per week on community outreach with the League of Minority Voters, is opening an Etsy account for her minor child, and is a board member for the Girl Scouts of Central Maryland.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
E. S. Marks & Company, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
First Maryland Brokerage CorporationBroker
Dean Witter Reynolds INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.