James Capen
James Capen is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Brick, NJ, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
74 Brick Blvd Bldg2, Suite 103, Brick, NJ, 08723
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Financial Network Investment CorporationBroker
State Registrations14 states
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