TrueAdvisor
TrueAdvisor
TB
TB

Thomas Birks

Allstate Financial Advisors, LLC
27 Years of Experience
Bloomfield, NJ
1 DisclosureBroker
View SEC Summary
View SEC Summary

Thomas Birks is a registered investment advisor at Allstate Financial Advisors, LLC, based in Bloomfield, NJ, with 27 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 397 clients with $140M in assets under management.

Allstate Financial Advisors, LLC
Compensation
N/A
Firm Size
326 advisors
Number of Clients
397 clients
Average Client Portfolio
$359K average
Assets Under Management
$142.4M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.35%
$500K - $1.0M1.25%
$1.0M - $2.0M1.15%
$2.0M - $5.0M1.00%
$5M+0.80%

Fees represent maximum rates across available programs (Fund Strategist Portfolios and Unified Managed Accounts). Investment advisory representatives are permitted to negotiate a reduction in the advisory fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1029 Broad St, Bloomfield, NJ, 07003-2890

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2001
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Allstate Financial Advisors, LLC
January 2017 - Present · 9 yrs 9 mos
Allstate Financial Services, LLCBroker
January 2017 - Present · 9 yrs 9 mos
Previous Registrations
Allstate Financial Advisors, LLC
March 2016 - October 2016 · 7 mos
Allstate Financial Services, LLCBroker
February 2016 - October 2016 · 8 mos
Santander Securities LLCBroker
March 2014 - April 2014 · 1 mo
Allstate Distributors, L.L.C.Broker
June 2011 - December 2013 · 2 yrs 6 mos
AXA Distributors, LLCBroker
September 2010 - November 2010 · 2 mos
Key Investment Services LLCBroker
April 2010 - August 2010 · 4 mos
Transamerica Capital, INC.Broker
January 2008 - April 2010 · 2 yrs 3 mos
Riversource Distributors, INC.Broker
January 2007 - January 2008 · 1 yr
Ameriprise Financial Services, INC.Broker
June 2002 - January 2007 · 4 yrs 7 mos
Ids Life Insurance CompanyBroker
June 2002 - September 2002 · 3 mos
Quick & Reilly, INC.Broker
January 2002 - May 2002 · 4 mos
Labranche & CO. LLCBroker
October 2001 - November 2001 · 1 mo
Citicorp Investment ServicesBroker
July 2000 - October 2001 · 1 yr 3 mos
Mason Hill & CO., INC.Broker
October 1998 - June 2000 · 1 yr 8 mos
Ladenburg, Thalmann & CO., INC.Broker
July 1998 - November 1998 · 4 mos
Gaines, Berland INC.Broker
January 1998 - October 1998 · 9 mos
Tarpon Scurry Investments, INC.Broker
November 1997 - January 1998 · 2 mos
Dunwoody Brokerage Services, INC.Broker
February 1997 - October 1997 · 8 mos
Gaines, Berland INC.Broker
March 1996 - October 1998 · 2 yrs 7 mos
A.S. Goldmen & CO., INC.Broker
November 1995 - April 1996 · 5 mos
State Registrations3 states
NJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Bloomfield, NJ →All financial advisors in New Jersey →