Thomas Birks
Thomas Birks is a registered investment advisor at Allstate Financial Advisors, LLC, based in Bloomfield, NJ, with 27 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 280 clients with $82M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Allstate Financial Advisors (AFA) uses Fidelity Institutional Wealth Adviser's (FIWA) FMAX wrap fee program. The fee covers investment advice and trading costs, based on a percentage of the assets managed, up to 1.5%. AFA receives part of this fee, creating a potential conflict of interest. Clients should compare the FMAX program's overall cost and service with other options, including brokerage accounts and other advisor programs.
Location
1029 Broad St, Bloomfield, NJ, 07003-2890
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2001Employment History
Current Registrations
Allstate Financial Advisors, LLC
Allstate Financial Services, LLCBroker
Previous Registrations
Allstate Financial Advisors, LLC
Allstate Financial Services, LLCBroker
Santander Securities LLCBroker
Allstate Distributors, L.L.C.Broker
AXA Distributors, LLCBroker
Key Investment Services LLCBroker
Transamerica Capital, INC.Broker
Riversource Distributors, INC.Broker
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
Quick & Reilly, INC.Broker
Labranche & CO. LLCBroker
Citicorp Investment ServicesBroker
Mason Hill & CO., INC.Broker
Ladenburg, Thalmann & CO., INC.Broker
Gaines, Berland INC.Broker
Tarpon Scurry Investments, INC.Broker
Dunwoody Brokerage Services, INC.Broker
Gaines, Berland INC.Broker
A.S. Goldmen & CO., INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.