Lisa Wiseman is a registered investment advisor, based in Huntsville, AL, with 27 years of industry experience.
Location
100 Church Street, Suite 500, Huntsville, AL, 35801
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Keel Point, LLC
May 2015 - Present · 11 yrs
Keel Point Capital, LLC
May 2015 - Present · 11 yrs
Keel Point Capital, LLCBroker
May 2015 - Present · 11 yrs
Previous Registrations
Keel Point Personal Money Management, LLC
April 2022 - December 2023 · 1 yr 8 mos
Morgan StanleyBroker
June 2009 - May 2015 · 5 yrs 11 mos
Morgan Stanley
June 2009 - May 2015 · 5 yrs 11 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
April 2005 - April 2007 · 2 yrs
Morgan Stanley Dw INC.Broker
April 2005 - April 2007 · 2 yrs
Merrill Lynch Pierce Fenner & Smith INC.
February 2000 - April 2005 · 5 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1998 - April 2005 · 6 yrs 10 mos
State Registrations8 states
ALFLGAINLAMDNCTN
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.