Shane O'brien is a registered investment advisor at Janney Montgomery Scott LLC, based in Mystic, CT, with 28 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
60 Willow Street, Suite 101, Mystic, CT, 06355
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Shane is a board of trustee for Hamburg Cove Yacht Club, dedicating minimal time. He is also a board member for Beachfarms Homeowners Association and owns rental property in Pawleys Island, SC, each requiring minimal time.
Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
Janney Montgomery Scott LLC
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Ast Investment Services, INC.
Prudential Annuities Distributors, INCBroker
Allstate Distributors, L.L.C.Broker
Aetna Investment Services, LLCBroker
Dean Witter Reynolds INC.Broker
State Registrations26 states
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