James Story
James Story is a registered investment advisor at Cetera Investment Advisers LLC, based in Fitzgerald, GA, with 29 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
133 Ocilla Hwy, Fitzgerald, GA, 31750
Get directionsHistory
Regulatory History (5)
Customer Dispute
March 2019Customer Dispute
April 2006Customer Dispute
February 2006Employment Separation After Allegations
August 2003Customer Dispute
April 2001Other Business Activities
James is a financial advisor with Summit Brokerage Services Inc. and offers investment advice through Colony Wealth Management, dedicating full-time hours to this. He also serves as President/CEO of Colony Financial Services, Inc. and leases storage space, but spends no time on these activities.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
First Midwest Securities, INC.Broker
Mutual Service CorporationBroker
Wilbanks Securities, INC.Broker
Raymond James Financial Services, INC.Broker
Edward JonesBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.