Marc Brock
Marc Brock is a registered investment advisor at Diversify Wealth Management, LLC, based in Phoenix, AZ, with 22 years of industry experience. Marc operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 10 more. Their firm serves 4,857 clients with $4.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.85% |
| $2.0M - $3.0M | 0.85% |
| $3.0M - $4.0M | 0.70% |
| $4.0M - $5.0M | 0.70% |
| $5M+ | 0.50% |
Fees are negotiable. Maximum annual advisory fee across programs is generally 2.00%. Additional strategy fees may apply depending on the platform.
Fee Estimator
Location
1440 E Missouri Ave, 250, Phoenix, AZ, 85014
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2010Customer Dispute
February 2009Employment History
Current Registrations
Diversify Wealth Management, LLC
Previous Registrations
Thrivent Advisor Network, LLC
Your Source Financial
Northern Trust Securities, INC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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