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JZ
CFP
JZ
CFP

John Zezini

LPL Financial LLC
30 Years of Experience
El Dorado Hills, CA
1 DisclosureBroker
View SEC Summary
View SEC Summary

John Zezini is a CFP-designated registered investment advisor at LPL Financial LLC, based in El Dorado Hills, CA, with 30 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4944 Windplay Drive #115, El Dorado Hills, CA, 95746-6818

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

John owns rental real estate properties and operates under several DBAs for his LPL business, including Granite Bay Wealth Management and Westlake Investment Advisors. He also provides investment advisory services through Golden State Wealth Management, LLC and Golden State Asset Management, LLC, spending nearly full-time on these activities.

Employment History
Current Registrations
LPL Financial LLC
August 2021 - Present · 5 yrs 2 mos
Golden State Wealth Management, LLC
November 2017 - Present · 8 yrs 11 mos
LPL Financial LLC
November 2017 - Present · 8 yrs 11 mos
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
Genovese Burford & Brothers Wealth and Retirement Plan Mgmt, LLC
July 2015 - March 2019 · 3 yrs 8 mos
Royal Alliance Associates, INC.Broker
June 2015 - November 2017 · 2 yrs 5 mos
Edward Jones
November 2006 - June 2015 · 8 yrs 7 mos
Edward JonesBroker
February 2003 - June 2015 · 12 yrs 4 mos
H&r Block Financial Advisors, INC.Broker
January 2000 - February 2003 · 3 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1999 - February 2000 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1998 - October 1998 · 0 mos
Olde Discount CorporationBroker
October 1995 - October 1998 · 3 yrs
State Registrations7 states
CAIDNVPATXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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