DG
DG

Diana Grable

21 Years of Experience
Godfrey, IL
Broker

Diana Grable is a registered investment advisor at Allstate Financial Advisors, LLC, based in Godfrey, IL, with 21 years of industry experience. Diana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 280 clients with $82M in assets under management.

Compensation
N/A
Firm Size
336 advisors
Number of Clients
280 clients
Average Client Portfolio
$293K average
Assets Under Management
$82.0M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)

Allstate Financial Advisors (AFA) uses Fidelity Institutional Wealth Adviser's (FIWA) FMAX wrap fee program. The fee covers investment advice and trading costs, based on a percentage of the assets managed, up to 1.5%. AFA receives part of this fee, creating a potential conflict of interest. Clients should compare the FMAX program's overall cost and service with other options, including brokerage accounts and other advisor programs.

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Location

3015 Godfrey Rd, Godfrey, IL, 62035-1808

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Allstate Financial Advisors, LLC
January 2013 - Present · 13 yrs 4 mos
Allstate Financial Services, LLCBroker
November 2012 - Present · 13 yrs 6 mos
Previous Registrations
U.S. Bancorp Investments, INC.
March 2010 - October 2012 · 2 yrs 7 mos
U.S. Bancorp Investments, INC.Broker
November 2008 - October 2012 · 3 yrs 11 mos
Tcf Securities, INC.Broker
February 1996 - January 2000 · 3 yrs 11 mos
State Registrations4 states
ILMONCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Diana Grable - Financial Advisor | TrueAdvisor