James Fletcher
James Fletcher is a CFA-designated registered investment advisor at J.P. Morgan Securities LLC, based in Laguna Beach, CA, with 15 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Location
Laguna Beach, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a Trustee and Chair of the Investment Committee for the Laguna Beach Community Foundation since 2014. He manages donor and agency funds, dedicating minimal time to this role.
Employment History
Current Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Previous Registrations
First Republic Securities Company, LLCBroker
J.P. Morgan Private Wealth Advisors LLC
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Anthony Kakuk, CFPAxxcess Wealth Management, LLC
- Kevin Walden, CFADouglas C. Lane & Associates
- Paul Miller, CFPMorgan Stanley
- Thomas Sim, ChFCLPL Financial LLC
- Maghan Klein, CFPEdward Jones
- Timothy Rickey, CFPAxxcess Wealth Management, LLC