Scott Thaxton is a registered investment advisor, based in Westford, MA, with 30 years of industry experience.
Location
234 Littleton Road, Suite 2A, Westford, MA, 01886
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott operates Carrthaxston Financial Group, LLC as a DBA for his LPL business, dedicating full-time hours to it. He also markets non-variable insurance through Broker Services Marketing Group, including life, disability, long-term care, and fixed annuities, spending a few hours per week. Additionally, Scott owns CarrThaxton Realty, LLC for tax/investment purposes, spending minimal time on it.
Employment History
Current Registrations
Cetera Advisors LLC
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
LPL Financial LLC
Carrthaxton Financial Group
LPL Financial LLC
LPL Financial LLCBroker
Smith Barney INC.Broker
State Registrations33 states
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