CA
CA

Carmen Ascanio

30 Years of Experience
Pasadena, CA
Broker

Carmen Ascanio is a registered investment advisor at Morgan Stanley, based in Pasadena, CA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 South Lake Avenue Pasadena Towers - Tower II, Suite 700, Pasadena, CA, 91101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carmen works as an IHSS provider for the Department of Public Social Services and as a family caregiver in the Program of Comprehensive Assistance for Family Caregivers, dedicating about 10-20% of her time to the former and a few hours per week to the latter. These activities are elder care related.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
January 2007 - April 2007 · 3 mos
Morgan Stanley
January 2007 - April 2007 · 3 mos
Morgan Stanley & CO., Incorporated
October 2006 - January 2007 · 3 mos
Morgan Stanley & CO., IncorporatedBroker
April 2003 - January 2007 · 3 yrs 9 mos
Morgan Stanley
November 1998 - April 2003 · 4 yrs 5 mos
Morgan Stanley Dw INC.Broker
April 1997 - April 2003 · 6 yrs
Griffin Financial ServicesBroker
September 1995 - March 1997 · 1 yr 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Carmen Ascanio - Financial Advisor | TrueAdvisor