Newberg, OR
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Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →James is the CFO and shareholder of Strategic Wealth Management, Inc., but the company has deregistered and ceased client-related business. James does not receive compensation for his CFO role at SWM and receives no economic benefit for advisory services outside of Ulrich Investment Consultants.