RG
CFA
RG
CFA

Rob Guttschow

20 Years of Experience
Wheaton, IL
Broker

Rob Guttschow is a CFA-designated registered investment advisor, based in Wheaton, IL, with 20 years of industry experience.

Location

120 E. Liberty Drive, Suite 400, Wheaton, IL, 60187

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Rob is the head of the investment committee for Our Lady of Perpetual Help School Endowment Fund, dedicating minimal time per week to managing the investment portfolio. He is also the President and Chief Investment Officer for Our Lady of Perpetual Help School, advising board members on supporting the school through the endowment fund, spending minimal time per week.

Employment History
Current Registrations
First Trust Advisors LP
July 2011 - Present · 14 yrs 10 mos
First Trust Portfolios L.P.Broker
July 2011 - Present · 14 yrs 10 mos
Previous Registrations
Nuveen Hydepark Group, LLC
December 2007 - March 2011 · 3 yrs 3 mos
Nuveen Investments, LLCBroker
December 2004 - March 2011 · 6 yrs 3 mos
State Registrations1 state
IL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Rob Guttschow - Financial Advisor | TrueAdvisor