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Kelly Nelson
30 Years of Experience
Billings, MT
4 DisclosuresBroker
Kelly Nelson is a registered investment advisor at Cetera Investment Advisers LLC, based in Billings, MT, with 30 years of industry experience. Kelly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Billings, MT
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2012Settled
Regulatory
October 2012Final
Customer Dispute
October 2012Settled
Customer Dispute
August 2012Settled
Other Business Activities
Kelly is a financial professional at FFEC Wealth Partners, a DBA for financial services, since April 2022. This takes Kelly full-time, with most of the hours during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
April 2022 - Present · 4 yrs 1 mo
Cetera Wealth Services, LLCBroker
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
April 2022 - June 2023 · 1 yr 2 mos
First Financial Equity Corporation
June 2012 - April 2022 · 9 yrs 10 mos
First Financial Equity CorporationBroker
June 2012 - April 2022 · 9 yrs 10 mos
RBC Capital Markets, LLC
May 1999 - July 2012 · 13 yrs 2 mos
RBC Capital Markets, LLCBroker
April 1999 - July 2012 · 13 yrs 3 mos
Fidelity Brokerage Services, INC.Broker
September 1995 - March 1999 · 3 yrs 6 mos
State Registrations10 states
AZCAIDMTORSDTXUTWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.