Thomas Sokira is a registered investment advisor at LPL Financial LLC, based in Basking Ridge, NJ, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Basking Ridge, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas is a managing partner at Anthem Financial Services, conducting 401(k) consulting, which takes about half his time. He is also the sole owner of Mallard Properties, a real estate rental business, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Adp Broker-Dealer, INC.Broker
Morgan Stanley Dw INC.Broker
Prudential Investment Management Services LLCBroker
Wall Street AccessBroker
State Registrations8 states
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