CM
CM

Cary Morris

30 Years of Experience
Wichita, KS
3 DisclosuresBroker

Cary Morris is a registered investment advisor at Morgan Stanley, based in Wichita, KS, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

1617 North Waterfront Parkway, Suite 200, Wichita, KS, 67206

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2002
Denied
Customer Dispute
October 2000
Denied
Customer Dispute
August 2000
Denied
Other Business Activities

Cary is an officer of Walela Gardens, LLC, a recreation business, and manager of Spirit Sisters, L.L.C., a restaurant/bar/nightclub, spending minimal time on each after business hours. He is also President of USTA Kansas, spending a few hours per week on administrative duties after business hours.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
September 1997 - June 2009 · 11 yrs 9 mos
Citigroup Global Markets INC.Broker
October 1995 - June 2009 · 13 yrs 8 mos
State Registrations26 states
AKAZCACOFLGAIAILKSLAMEMONCNENVNYOHOKORPRSCSDTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Cary Morris - Financial Advisor | TrueAdvisor