James Roeder is a CFA-designated registered investment advisor at Noble Investors LLC, based in Fredericksburg, TX, with 23 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2 clients with $6.6M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fee Estimator
Location
403 W Live Oak St, Fredericksburg, TX, 78624
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a director of the American Heritage Education Foundation, providing advice on growth strategies and funding. He is also a board member for the Clemson Institute for the Study of Capitalism, providing strategic advice and financial support.
Employment History
Current Registrations
Noble Investors LLC
Previous Registrations
Invesco Distributors, INC.Broker
Van Kampen Advisors INC
Van Kampen Funds INC.Broker
Maxus Securities CORPBroker
Nesbitt Burns Securities INC.Broker
Duff & Phelps Securities CO.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.