SG
SG

Scott Gross

28 Years of Experience
Mankato, MN
BrokerSells Insurance

Scott Gross is a registered investment advisor at Cetera Investment Advisers LLC, based in Mankato, MN, with 28 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1704 North River Front Dr. Ste 104, Mankato, MN, 56001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Scott sells fixed insurance products, including life, health, disability, and annuities, and is also the President of Midwest Financial Services, offering financial services, dedicating about a quarter of his time. Additionally, Scott owns B&G Properties and serves as Secretary for the South Long Lake Association.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2019 - June 2023 · 4 yrs
Capital Financial Services, INC.
June 2016 - June 2019 · 3 yrs
Capital Financial Services, INC.Broker
June 2013 - June 2019 · 6 yrs
Allied Beacon Partners, INC.Broker
October 2011 - June 2013 · 1 yr 8 mos
Workman Securities CorporationBroker
April 2006 - September 2011 · 5 yrs 5 mos
Woodbury Financial Services, INC.Broker
December 2003 - May 2006 · 2 yrs 5 mos
Woodbury Financial Services, INC.Broker
May 2001 - September 2003 · 2 yrs 4 mos
The Equitable Life Assurance Society of the United StatesBroker
July 1999 - January 2000 · 6 mos
AXA Advisors, LLCBroker
July 1999 - May 2001 · 1 yr 10 mos
Fortis Investors, INC.Broker
March 1996 - December 1997 · 1 yr 9 mos
State Registrations5 states
AZIAMNNEOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.