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John Kim

LPL Financial LLC
30 Years of Experience
Akron, OH
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

John Kim is a registered investment advisor at LPL Financial LLC, based in Akron, OH, with 30 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4100 Embassy Parkway Ste 100, Akron, OH, 44333-1783

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2013
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

John has several outside business activities, including a law practice focused on estate tax law, collection services for the Attorney General of Ohio, and ownership in PBOC National, LLC (a race track rental company) and Relux Medical Spa, LLC. He also provides investment advisory services through Symphony Financial Services, Inc. and sells fixed insurance products, including individual disability and term, universal life.

Employment History
Current Registrations
LPL Financial LLC
June 2012 - Present · 14 yrs 4 mos
Symphony Financial Services, INC.
March 2012 - Present · 14 yrs 7 mos
LPL Financial LLCBroker
November 2007 - Present · 18 yrs 11 mos
Previous Registrations
LPL Financial LLC
November 2007 - May 2011 · 3 yrs 6 mos
M Holdings Securities, INC.
April 2005 - November 2007 · 2 yrs 7 mos
M Holdings Securities, INC.Broker
February 2005 - November 2007 · 2 yrs 9 mos
Raymond James Financial Services
July 2004 - March 2005 · 8 mos
Raymond James Financial Services, INC.Broker
June 2004 - March 2005 · 9 mos
Linsco/private Ledger CORP.
July 2002 - July 2004 · 2 yrs
Linsco/private Ledger CORP.Broker
June 2001 - July 2004 · 3 yrs 1 mo
Financial Network Investment CorporationBroker
April 1997 - June 2001 · 4 yrs 2 mos
Cigna Financial Advisors,inc.Broker
January 1996 - March 1997 · 1 yr 2 mos
State Registrations34 states
AZCACODCFLGAHIILINKYLAMAMDMIMNMONCNHNJNMNYOHOKORPARISCSDTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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