TP
CFP · ChFC
TP
CFP · ChFC

Thomas Panos

29 Years of Experience
St. Petersburg, FL
2 DisclosuresBroker

Thomas Panos is a CFP, ChFC-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in St. Petersburg, FL, with 29 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

100 2nd Avenue S, Suite 300 S, St. Petersburg, FL, 33701

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2011
Denied
Criminal
August 1988
Final Disposition
Other Business Activities

Thomas is the CEO, President, and Secretary of Panos Wealth Partners Group, Inc., a support company. He dedicates about half his time to this role, including about 10-20% of his time during trading hours, offering financial products and securities through RJ.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2009 - Present · 16 yrs 10 mos
Raymond James Financial Services, INC.Broker
May 2009 - Present · 17 yrs
Previous Registrations
Raymond James Financial Services
June 2009 - October 2009 · 4 mos
Raymond James & Associates, INC.
September 2003 - May 2009 · 5 yrs 8 mos
Raymond James & Associates, INC.Broker
May 2003 - May 2009 · 6 yrs
A. G. Edwards & Sons, INC.
October 1999 - June 2003 · 3 yrs 8 mos
A. G. Edwards & Sons, INC.Broker
October 1999 - June 2003 · 3 yrs 8 mos
AXA Advisors, LLCBroker
February 1997 - October 1999 · 2 yrs 8 mos
The Equitable Life Assurance Society of the United StatesBroker
February 1997 - October 1999 · 2 yrs 8 mos
Legend Equities CorporationBroker
October 1995 - February 1996 · 4 mos
State Registrations31 states
ALARCACOCTFLGAIAILKYMAMDMEMIMNMONCNDNHNJNYORPAPRSCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.