William Finnell
William Finnell is a registered investment advisor at Proactive Wealth Management, based in Lexington, KY, with 30 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Proactive Wealth Management (PWM) acts as a solicitor for third-party money managers (TPMMs). The total fee you'll pay, including PWM's fee and the TPMM's fee, is approximately 1% to 2% of your investments. You'll receive a separate disclosure statement detailing the fees paid to both PWM and the TPMM. These fees are deducted directly from your account either monthly or quarterly.
Location
176 Pasadena Dr, Building 2, Lexington, KY, 40503
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is an independent licensed insurance agent, operating from his existing business address. He spends minimal time on this activity.
Employment History
Current Registrations
Proactive Wealth Management
Previous Registrations
American Equity Investment CorporationBroker
Retirement Tax Advisory Group
Transamerica Financial Advisors, INCBroker
Transamerica Financial Advisors, INC.
Investment Advisors International, INC.
World Group Securities, INC.Broker
Natcity Investments, INC.Broker
First Investors CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.