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Robert Mulcahy

Royal Oak Financial Advisors, LLC
30 Years of Experience
Livonia, MI
4 DisclosuresSells Insurance
View SEC Summary
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Robert Mulcahy is a registered investment advisor at Royal Oak Financial Advisors, LLC, based in Livonia, MI, with 30 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 765 clients with $370M in assets under management.

Royal Oak Financial Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
765 clients
Average Client Portfolio
$479K average
Assets Under Management
$366.1M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual management fee is 2.00%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

37895 Ann Arbor Rd., Livonia, MI, 48150

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2015
Settled
Customer Dispute
June 2015
Closed-No Action
Customer Dispute
May 2003
Settled
Customer Dispute
March 2003
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert works as an insurance agent providing insurance sales and services, dedicating minimal time to this activity.

Employment History
Current Registrations
Royal Oak Financial Advisors, LLC
December 2017 - Present · 8 yrs 10 mos
Previous Registrations
Regulus Advisors, LLCBroker
November 2017 - November 2018 · 1 yr
Wfg Investments, INC.Broker
June 2015 - September 2017 · 2 yrs 3 mos
Invest Financial Corporation
September 2011 - July 2015 · 3 yrs 10 mos
Capital Asset Advisory Services, LLC
May 2011 - November 2017 · 6 yrs 6 mos
Invest Financial CorporationBroker
March 2009 - July 2015 · 6 yrs 4 mos
Royal Alliance Associates, INC.Broker
September 2008 - April 2009 · 7 mos
Mutual Service CorporationBroker
August 2002 - September 2008 · 6 yrs 1 mo
Sigma Financial CorporationBroker
March 1998 - April 1998 · 1 mo
Vestax Securities CorporationBroker
December 1997 - August 2002 · 4 yrs 8 mos
Vestax Securities CorporationBroker
December 1997 - March 1998 · 3 mos
American Express Financial Advisors INC.Broker
October 1995 - October 1997 · 2 yrs
Ids Life Insurance CompanyBroker
October 1995 - October 1997 · 2 yrs
State Registrations1 state
MI
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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