Kenneth Lafleur is a registered investment advisor, based in Chandler, AZ, with 29 years of industry experience.
Location
5505 W Chandler Blvd, Suite 3, Chandler, AZ, 85226
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Regulatory History (1)
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Customer Dispute
October 2003Settled
Other Business Activities
Kenneth is a part owner of Chandler Wealth Management LLC, a support company. He dedicates minimal time to this business.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
January 2019 - Present · 7 yrs 4 mos
Raymond James Financial Services Advisors, INC
January 2019 - Present · 7 yrs 4 mos
Previous Registrations
Charles Schwab & CO., INC.Broker
November 2018 - November 2018 · 0 mos
Charles Schwab & CO., INC.
November 2018 - November 2018 · 0 mos
Morgan StanleyBroker
June 2009 - November 2018 · 9 yrs 5 mos
Morgan Stanley
June 2009 - November 2018 · 9 yrs 5 mos
Morgan Stanley & CO. Incorporated
June 2008 - June 2009 · 1 yr
Morgan Stanley & CO. IncorporatedBroker
June 2008 - June 2009 · 1 yr
Harris Investor Services, INC.
January 2006 - December 2007 · 1 yr 11 mos
Harris Investor Services, INC.Broker
January 2006 - December 2007 · 1 yr 11 mos
Harrisdirect LLC
October 2005 - December 2005 · 2 mos
Harrisdirect LLCBroker
September 2005 - December 2005 · 3 mos
Banc One Securities Corporation
March 2004 - April 2005 · 1 yr 1 mo
Banc One Securities CorporationBroker
March 2004 - April 2005 · 1 yr 1 mo
Citigroup Global Markets INC.
November 2002 - January 2004 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
November 1999 - January 2004 · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1995 - November 1999 · 4 yrs
State Registrations25 states
ARAZCACOFLGAHIIAILMAMDMNMONMNVNYORPATXUTVAVTWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.