RC
RC
Robert Congdon is a registered investment advisor at Cetera Investment Advisers LLC, based in Warsaw, IN, with 16 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
114 E Market Street, Warsaw, IN, 46580
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2026 - Present · 8 mos
Cetera Investment Services LLCBroker
January 2022 - Present · 4 yrs 8 mos
Previous Registrations
LPL Financial LLCBroker
February 2019 - July 2020 · 1 yr 5 mos
Ascensus Financial Services, LLC.Broker
January 2016 - March 2018 · 2 yrs 2 mos
Cadaret, Grant & CO., INC.Broker
December 1998 - June 2006 · 7 yrs 6 mos
American United Life Insurance CompanyBroker
October 1995 - December 1996 · 1 yr 2 mos
State Registrations1 state
IN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.