TrueAdvisor
TrueAdvisor
GS
GS

Gabriel Smith

Cambridge Investment Research Advisors, INC.
26 Years of Experience
Columbia, SC
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Gabriel Smith is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Columbia, SC, with 26 years of industry experience. Gabriel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Columbia, SC

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2010
Employment Separation After Allegations
February 2004
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Gabriel is a branch manager at Financial Eagle LLC and an independent insurance agent for various companies. He also serves as finance chairman for Village of Hope and a director for CIRA, taking about half of his time as an advisory rep of a RIA.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
May 2010 - Present · 16 yrs 5 mos
Cambridge Investment Research, INC.Broker
May 2010 - Present · 16 yrs 5 mos
Previous Registrations
Edward Jones
December 2008 - June 2010 · 1 yr 6 mos
Edward JonesBroker
March 2004 - June 2010 · 6 yrs 3 mos
First Allied Securities, INC.Broker
September 2000 - February 2004 · 3 yrs 5 mos
D.E. Frey & Company, INC.Broker
December 1999 - October 2000 · 10 mos
State Registrations14 states
ALAZCAFLGALANCNVNYOHPASCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Columbia, SC →All financial advisors in South Carolina →