Amy Cooper is a CFP-designated registered investment advisor at LPL Financial LLC, based in Cascade, IA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
400 1st Ave W, Cascade, IA, 52033
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Amy owns Cooper Financial Services, Inc. and Cooper Insurance Services, Inc., non-variable insurance agencies, and plans to sell life, health, disability, property, and casualty insurance. She also engages in real estate rental and notary public services, dedicating about 10-20% of her time to property and casualty insurance and minimal time to the other activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Van Kampen Funds INC.Broker
State Registrations18 states
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