GK
GK

Gary Kearney

30 Years of Experience
Rogers, AR
Broker

Gary Kearney is a registered investment advisor at Raymond James & Associates, INC., based in Rogers, AR, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

3300 Market Street, Suite 120, Rogers, AR, 72758

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
May 2006 - Present · 20 yrs
Raymond James & Associates, INC.Broker
May 2006 - Present · 20 yrs
Previous Registrations
Morgan Stanley
February 2001 - May 2006 · 5 yrs 3 mos
Morgan Stanley Dw INC.Broker
January 2001 - May 2006 · 5 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1996 - February 2001 · 5 yrs 1 mo
State Registrations10 states
ARFLINKSMONCNVOKTXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.