JS
CFA
JS
CFA

James Allan Serhant

7 Years of Experience
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
36 advisors
Number of Clients
843,555 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$1437.0B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
Loading...

Location

One International Place, Boston, MA, 02110

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Charles Schwab Investment Management, INC
October 2020 - Present · 5 yrs 4 mos
Previous Registrations
Charles Schwab Investment Advisory, INC
November 2018 - October 2020 · 1 yr 11 mos
State Registrations1 state
MA
Advisor
Exams
No exam information available for this advisor.
James Allan Serhant - Financial Advisor | TrueAdvisor