James Serhant is a CFA-designated registered investment advisor at Charles Schwab Investment Management, INC, based in Boston, MA, with 7 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 843,555 clients with $1400B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CSIM manages investment portfolios for individual clients through various programs. Fees for these programs are determined by the program sponsors, not CSIM directly. Clients in these programs typically pay a single fee that covers investment advice, brokerage, and custodial services. The specific fees vary depending on the program and the assets managed.
Location
One International Place, Boston, MA, 02110
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Charles Schwab Investment Management, INC
Previous Registrations
Charles Schwab Investment Advisory, INC
State Registrations1 state
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