Dan Mclaughlin is a registered investment advisor, based in Lake Oswego, OR, with 28 years of industry experience. Dan is also registered as a broker, so some compensation may come from commissions on products sold.
Location
5885 Meadows Rd, Suite 300, Lake Oswego, OR, 97035
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2021Denied
Other Business Activities
Dan works for Columbia Wealth Advisors as a DBA/Support Company Advisor and as a Bank Associate at Umpqua Bank. He dedicates full-time hours to his role at Umpqua Bank.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
May 2025 - Present · 1 yr 5 mos
Raymond James Financial Services Advisors, INC
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Key Investment Services LLCBroker
July 2012 - June 2025 · 12 yrs 11 mos
Key Investment Services LLC
July 2012 - June 2025 · 12 yrs 11 mos
U.S. Bancorp Investments, INC.
May 2010 - June 2012 · 2 yrs 1 mo
U.S. Bancorp Investments, INC.Broker
May 2010 - June 2012 · 2 yrs 1 mo
Chase Investment Services CORP.
May 2009 - May 2010 · 1 yr
Chase Investment Services CORP.Broker
May 2009 - May 2010 · 1 yr
Wamu Investments, INC.Broker
January 2008 - May 2009 · 1 yr 4 mos
Wamu Investments, INC.
January 2008 - May 2009 · 1 yr 4 mos
Phillips & Company
March 2004 - December 2007 · 3 yrs 9 mos
Willamette Securities, INC.Broker
March 2001 - March 2001 · 0 mos
Phillips & CompanyBroker
February 2001 - December 2007 · 6 yrs 10 mos
Everen Securities, INC.Broker
August 1998 - March 1999 · 7 mos
Phillips & Company Securities INC.Broker
October 1995 - September 1998 · 2 yrs 11 mos
State Registrations6 states
CAIDMTORTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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