Steven Mrozek is a registered investment advisor, based in Charlotte, NC, with 28 years of industry experience.
Location
1100 Kenilworth Ave, Suite 210, Charlotte, NC, 28204
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven owns Cohort Capital Advisors, LLC and DBA "Refined Retirement" since 2006 and 2022 respectively, selling securities and life, accident, and health insurance. These activities take nearly all of Steven's time.
Employment History
Current Registrations
Maplewood Investments, INC.Broker
Blueprint Financial Advisors
Previous Registrations
Berthel, Fisher & Company Financial Services, INC.Broker
Bfc Planning, INC.
Fragasso Financial Advisors
LPL Financial LLCBroker
Mid Atlantic Financial Management, INC.
Gateway Financial Wealth Management LP
Mid Atlantic Capital CorporationBroker
State Registrations4 states
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