Stephen Ripic is a registered investment advisor, based in Newport Beach, CA, with 29 years of industry experience.
Location
4695 MacArthur Court, Suite 480, Newport Beach, CA, 92660
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is an independent insurance agent for various independent insurance companies since January 2020, dedicating minimal time. He is also an investment advisor representative and registered representative with Mariner Wealth Advisors and MSEC LLC since December 2024, spending full-time hours during securities hours.
Employment History
Current Registrations
Msec, LLC
Msec, LLCBroker
Mariner Wealth
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Capital Synergy Partners
Capital Synergy PartnersBroker
Financial West Group
Financial West GroupBroker
American Skandia Marketing, INC.Broker
First Investors CorporationBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.