RV
RV

Ronald Vaill

13 Years of Experience
New Haven, CT
Broker

Ronald Vaill is a registered investment advisor at Raymond James & Associates, INC., based in New Haven, CT, with 13 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

265 Church Street, Suite 401, New Haven, CT, 06510

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
December 2019 - Present · 6 yrs 7 mos
Raymond James & Associates, INC.
December 2019 - Present · 6 yrs 7 mos
Raymond James & Associates, INC.Broker
December 2019 - Present · 6 yrs 7 mos
Previous Registrations
Morgan Stanley
July 2019 - December 2019 · 5 mos
Morgan StanleyBroker
June 2019 - December 2019 · 6 mos
Knight Capital Markets, LLC.Broker
September 1999 - March 2005 · 5 yrs 6 mos
Summit Financial Services Group, INC.Broker
April 1999 - August 1999 · 4 mos
Legg Mason Wood Walker, IncorporatedBroker
January 1996 - June 1997 · 1 yr 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.