NC
NC

Nathan Collins

14 Years of Experience
Westport, CT
Broker

Nathan Collins is a registered investment advisor at Raymond James & Associates, INC., based in Westport, CT, with 14 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

285 Riverside Avenue, Suite 205, Westport, CT, 06880

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nathan is a silent partner in Tap Festivals LLC since March 2023, volunteering on the day of events. He dedicates minimal time to this business activity.

Employment History
Current Registrations
Raymond James & Associates, INC.
August 2023 - Present · 2 yrs 9 mos
Raymond James & Associates, INC.Broker
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Imperial Capital, LLCBroker
January 2007 - May 2007 · 4 mos
Wedbush Morgan Securities INC.Broker
March 2000 - February 2007 · 6 yrs 11 mos
Pershing Trading Company, L.P.Broker
March 1998 - February 2000 · 1 yr 11 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
November 1995 - March 1998 · 2 yrs 4 mos
State Registrations36 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Nathan Collins - Financial Advisor | TrueAdvisor