Shon Flaharty
Shon Flaharty is a CFP-designated registered investment advisor at Flaharty Asset Management, LLC, based in Clearwater, FL, with 30 years of industry experience. Shon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,130 clients with $900M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Flaharty Asset Management charges a percentage of the assets they manage for investment management services, up to a maximum of 2.00% annually. The exact fee is negotiated with each client based on the size, complexity, and nature of their portfolio. Fees are charged quarterly in advance.
Location
311 Park Place Blvd, Ste 150, Clearwater, FL, 33759
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shon is involved with Flaharty & Associates, LLC, selling variable and non-variable insurance, and Flaharty Asset Management, LLC, providing financial plans and advice, dedicating about half their time. Shon also owns a real estate rental property and operates Flaharty Asset Management as a DBA for LPL business.
Employment History
Current Registrations
Flaharty Asset Management, LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations44 states
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