Roxana Solorzano
Roxana Solorzano is a registered investment advisor at Ameriprise Financial Services, LLC, based in Monrovia, CA, with 24 years of industry experience. Roxana is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
Monrovia, CA
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
December 2016Customer Dispute
October 2010Other Business Activities
Roxana owns a multi-family real estate property since 2020 and a tax preparation business since 2014. She spends a few hours per week on the tax preparation business.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Previous Registrations
Urban Wealth Management
Allstate Financial Advisors, LLC
Allstate Financial Services, LLCBroker
Haydel, Biel & Associates
LPL Financial LLC
Lake Avenue Financial, LLC
Lake Avenue Financial, LLC
LPL Financial LLC
LPL Financial LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Wamu Investments, INC.
Wamu Investments, INC.Broker
LPL Financial CorporationBroker
LPL Financial Corporation
Sunamerica Securities, INC.Broker
American Express Financial Advisors, INC.
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
M.L. Stern & CO. INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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