Roxana Solorzano
Roxana Solorzano is a registered investment advisor at Ameriprise Financial Services, LLC, based in Monrovia, CA, with 23 years of industry experience. Roxana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
Monrovia, CA
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
December 2016Customer Dispute
October 2010Other Business Activities
Roxana owns a multi-family real estate property since 2020 and a tax preparation business since 2014. She spends a few hours per week on the tax preparation business.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Previous Registrations
Urban Wealth Management
Allstate Financial Advisors, LLC
Allstate Financial Services, LLCBroker
Haydel, Biel & Associates
LPL Financial LLC
Lake Avenue Financial, LLC
Lake Avenue Financial, LLC
LPL Financial LLC
LPL Financial LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Wamu Investments, INC.
Wamu Investments, INC.Broker
LPL Financial CorporationBroker
LPL Financial Corporation
Sunamerica Securities, INC.Broker
American Express Financial Advisors, INC.
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
M.L. Stern & CO. INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.