Benjamin Lecroy
Benjamin Lecroy is a registered investment advisor at LPL Financial LLC, based in Creve Coeur, MO, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
425 N New Ballas Rd; Ste 102, Creve Coeur, MO, 63141
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2022Employment Separation After Allegations
March 1998Other Business Activities
Benjamin is involved with The LeCroy Group for tax/investment purposes (a few hours per week) and real estate rental purposes. He also operates under the DBAs The Compass Group and The Compass Wealth Group, LLC for his LPL business, dedicating about a quarter of his time and nearly full-time hours, respectively.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.