John Forbes is a registered investment advisor at LPL Financial LLC, based in Carbondale, IL, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
400 N Giant City Rd, Carbondale, IL, 62902
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Regulatory History (1)
Customer Dispute
October 2003Other Business Activities
John operates under the DBA Forbes Financial Group (FFG) for his LPL business since 2019, dedicating full-time hours to it. He also has an investment-related activity in Carbondale, IL, taking minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Edward JonesBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.