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Thomas Fields

30 Years of Experience
Franklin, TN
Broker

Thomas Fields is a registered investment advisor at Raymond James & Associates, INC., based in Franklin, TN, with 30 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1550 West McEwen Drive, Suite 450, Franklin, TN, 37067

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Thomas is a director at Exit Planning Institute, focusing on marketing and communications. He dedicates a few hours per week to this role.

Employment History
Current Registrations
Raymond James & Associates, INC.
August 2019 - Present · 6 yrs 9 mos
Raymond James & Associates, INC.Broker
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2008 - August 2019 · 11 yrs 7 mos
Wells Fargo Clearing Services, LLC
January 2008 - August 2019 · 11 yrs 7 mos
A. G. Edwards & Sons, INC.
February 2004 - January 2008 · 3 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
August 1999 - January 2008 · 8 yrs 5 mos
Prudential Securities IncorporatedBroker
November 1995 - July 1999 · 3 yrs 8 mos
State Registrations28 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.