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Charles Mcateer

Aria Wealth Management
30 Years of Experience
Saratoga, CA
1 Disclosure
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Charles Mcateer is a registered investment advisor at Aria Wealth Management, based in Saratoga, CA, with 30 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 249 clients with $130M in assets under management.

Aria Wealth Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
249 clients
Average Client Portfolio
$522K average
Assets Under Management
$130.0M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum account fee is 2.00% annually. Fees may be negotiated by the investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

20640 3rd Steet, Suite 300, Saratoga, CA, 95070

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2019
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Charles is the owner of Fortress Retirement Group, a support company, where he serves as Managing Director and Financial Advisor. He also co-owns Life Changing Nutraceuticals Inc., handling finances and working with attorneys, dedicating minimal time to this.

Employment History
Current Registrations
Aria Wealth Management
October 2019 - Present · 7 yrs
Previous Registrations
Raymond James Financial Services Advisors, INC
March 2015 - October 2019 · 4 yrs 7 mos
Raymond James Financial Services, INC.Broker
January 2015 - October 2019 · 4 yrs 9 mos
Morgan StanleyBroker
June 2009 - February 2015 · 5 yrs 8 mos
Morgan Stanley
June 2009 - February 2015 · 5 yrs 8 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
March 2003 - April 2007 · 4 yrs 1 mo
Morgan Stanley Dw INC.Broker
November 1995 - April 2007 · 11 yrs 5 mos
State Registrations2 states
GATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Charles Mcateer - Financial Advisor | TrueAdvisor