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Charles Francis Mcateer

Aria Wealth Management
30 Years of Experience
1 Disclosure
View SEC Summary
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Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
Aria Wealth Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
255 clients
Average Client Portfolio
$481K average
Assets Under Management
$122.8M

Fee Structure

Minimum Investment:None

Location

20640 3rd Steet, Suite 300, Saratoga, CA, 95070

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History

Regulatory History (1)
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Employment Separation After Allegations
September 2019
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Other Business Activities

Charles is the owner of Fortress Retirement Group, a support company, where he serves as Managing Director and Financial Advisor. He also co-owns Life Changing Nutraceuticals Inc., handling finances and working with attorneys, dedicating minimal time to this.

Employment History
Current Registrations
Aria Wealth Management
October 2019 - Present · 6 yrs 4 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
March 2015 - October 2019 · 4 yrs 7 mos
Raymond James Financial Services, INC.Broker
January 2015 - October 2019 · 4 yrs 9 mos
Morgan StanleyBroker
June 2009 - February 2015 · 5 yrs 8 mos
Morgan Stanley
June 2009 - February 2015 · 5 yrs 8 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
March 2003 - April 2007 · 4 yrs 1 mo
Morgan Stanley Dw INC.Broker
November 1995 - April 2007 · 11 yrs 5 mos
State Registrations2 states
GATX
Advisor
Exams
No exam information available for this advisor.